MANDATORY REQUIREMENTS
• Managing end-to-end compliance activities for Category II and Category III Alternative Investment Funds (AIFs), ensuring adherence to regulatory requirements, internal policies, and governance standards.
• Ensuring compliance with IFSCA, SEZ, and other applicable regulatory frameworks through effective monitoring, reporting, and implementation of compliance controls.
• Reviewing regulatory changes, conducting compliance assessments, and supporting audits and governance initiatives to maintain a robust compliance framework.

ABOUT THE CLIENT
Our client is a global alternative investment firm specializing in private equity, credit, real assets, and absolute return strategies, managing capital for institutional and sovereign investors across multiple markets.

JOB ROLES & RESPONSIBILITIES
• Independently managing all the ongoing compliances and reporting with IFSCA, SEZ and all other regulators
• Work closely with the Group Compliance Team to develop compliance framework/ manual for IFSC-GIFT business.




• Regulatory interaction management with IFSCA and GIFT authorities.
• Preparation/drafting of applications/letters/communications with IFSCA, SEZ, RBI, trustee, investors, or other applicable stakeholders for AIFs.
• Drafting or review of various policies, procedures, processes applicable to Fund Management Entity or AIFs from time to time, including but not limited to PMLA Policy, Insider Trading,
• Conflict of Interest Policy, Risk Management Policy, Outsourcing Policy, Stewardship Policy,
• Obtaining necessary registrations under CKYC, KRA, LEI, FATCA, FLA, RBI - FIRMS Portal.
• Ensuring compliances around investor due diligence: AML/KYC checks, world check screening, FATCA compliances
• Designing and conducting trainings as required under IFSCA.
• Support Group Compliance on Group level initiatives.
• Operations support for the client onboarding and client life cycle.
• Assistance in resolving the operational issues raised by the Fund Admini

📌 Compliance & Risk Officer – Aif Cat Ii & Iii Gandhinagar (India)
🏢 SKS Enterpprises
📍 India