Role: Head of Operations – Broking

Location: Mumbai

CTC: Up to ₹60 LPA

A leading Global Wealth Management Group is seeking an experienced Head of Operations to lead and manage end-to-end Broking & Wealth Operations. The role will be responsible for operational excellence, trade settlements, regulatory compliance, audit governance, process automation, and team leadership across Capital Markets and Wealth Management operations.

Key Responsibilities:
Lead end-to-end Broking, Wealth Management, PMS, Mutual Fund and Capital Market Operations.
Oversee Equity, Currency Derivatives, IPO, Bonds, NCDs, Fixed Deposits, SGB and NRI Settlement Operations.
Manage trade processing, settlements, reporting, accounting and reconciliations across HNI, NRI and Corporate segments.
Drive operational excellence through process automation, digitization and continuous improvement initiatives.
Ensure regulatory compliance and audit readiness for internal, exchange, depository and regulatory audits.
Liaise with Exchanges, Depositories, Custodians, Auditors and Regulatory Bodies.




Lead vendor management, system enhancements, UAT testing and back-office platform migrations.
Strengthen risk management frameworks, governance controls and operational efficiency.
Build, mentor and lead high-performing operations teams while driving stakeholder engagement.

Candidate Profile:
15+ years of experience in Broking, Capital Markets, Wealth Management or Securities Operations.
Robust expertise in Trade Settlements, DP Operations, PMS, Mutual Funds and Wealth Operations.
Proven experience in managing large operations teams and driving transformation initiatives.
Robust understanding of SEBI, Exchange, Depository and Regulatory Compliance frameworks.
Experience handling internal, regulatory and exchange audits.
Knowledge of trading back-office platforms, DP systems and operational controls.
NISM VII (Securities Operations & Risk Management) is mandatory.
NISM VI (Deposit

📌 Head Of Operations Broking Mumbai
🏢 Skywings Advisors
📍 Mumbai