Description
Job Description
GLOBAL COMPLIANCE AT GOLDMAN SACHS
At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm’s culture of compliance. Compliance accomplishes this mandate through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with current or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. Compliance provides advice on how to conduct the firm’s business in a manner that complies with the vast array of rules, regulations and regulatory expectations around the globe. Importantly,



Compliance plays a key role in reviewing and effectively challenging transactions presenting compliance or reputational risks.
BUSINESS UNIT AND ROLE OVERVIEW
Compliance provides compliance coverage to the Operations, Engineering, Controllers, Corporate Treasury, Corporate and Workplace Solutions, Executive Office, Corporate Planning Management, Risk, Tax and Human Capital Management divisions.
This includes:
Conducting risk identification, measurement and assessment
Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation of conduct related issues
Participating in firm responses to regulatory examinations, audits and inquiries
Performing surveillance and investigations of business activities of the above-referenced divisions
Testing the effectiveness of controls
Writing policies and procedures
Communicating regulatory requirements and firm policy expectations to

📌 Compliance Business Unit Compliance Vice President Bengaluru
🏢 Goldman Sachs
📍 Bengaluru