05 Oct
|
Wells Fargo
|
Bengaluru
05 Oct
Wells Fargo
Bengaluru
About this role:
Wells Fargo is seeking a Securities Operations Specialist to join our Securities Operations team supporting Account Opening & Maintenance, Cash Operations, and Cash Management functions. This role is responsible for processing and reviewing operational activities, resolving account and transaction-related exceptions, and helping ensure accurate and timely service delivery. You will work closely with internal partners, apply sound judgment to day-to-day operational decisions, and contribute to a robust risk and control environment.
In this role, you will:
• Perform and support moderately complex Account Opening & Maintenance, Cash Operations, Cash Management, and Securities Operations activities while meeting quality, accuracy, compliance, and service expectations.
• Serve as a point of contact for assigned operational activities, research operational issues, and coordinate the resolution of exceptions and escalations with appropriate partners.
• Monitor work against service-level agreements, regulatory requirements, operational procedures,
and internal quality standards.
• Apply established operational controls and risk-management practices to identify, assess, and mitigate transaction-level risks.
• Conduct risk and process reviews within an assigned area and recommend opportunities to improve efficiency, accuracy, productivity, and the control environment.
• Support the onboarding and transition of new operational activities, including process documentation, knowledge transfer, readiness activities, and role migrations.
• Collaborate with clients, counterparties, audit teams, and internal partners to research and address operational inquiries, documentation requests, and escalations.
• Support the administration of alternative investments, including third-party distribution activities and operational due diligence involving external investment managers.
• Coordinate and participate in system and product testing, including user acceptance testing,
📌 Securities Operations Specialist-Account Opening (Bengaluru)
🏢 Wells Fargo
📍 Bengaluru