We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring.
We are looking for bright, creative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive, who thrives in a fast-paced environment.
At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.
Responsibilities:
• Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
• Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.
• Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
• Work closely with external vendors to troubleshoot and escalate critical systems issues.
• Actively monitor and report on potential electronic communication compliance violations
• Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
• Experience in advising hedge funds and private equity funds is a plus. Requirements:
• Bachelor’s or master’s degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college
• Ability to work on own initiative and as part of a team.
• Client facing, solutions focused skills and passionate to work extensively on data management.
• Clear, logical thought processes, ability to make decisions and articulate these clearl