Provide an independent and objective view on compliance with regulatory requirements. Perform quality checks of indent responses before submission to regulators or internal audits.
Key Responsibilities
Regulatory and Audit Compliance
Ensure all risk-related regulatory and audit requirements are documented.
Track open audit and compliance observations until closure.
Review and challenge risk mitigation plans with function heads.
Align departments towards an audit readiness approach.
Control Environment Strengthening
Collaborate with function heads to strengthen the control setting.
Ensure risks are mitigated, and residual risks are tracked and managed.
Policy and Regulatory Review
Review internal policy requirements and new regulations.
Examine regulatory inspection reports and internal audit reports.
Analyze compliance testing reports and risk-related action points.
Education:
Graduation: BE/B Tech; Postgraduate: M Tech/MBA/MCA/M.Sc.
Certifications:
CA, CFA, CISA.
Key Competencies
People management, analytical skills, communication, delegation, regulatory knowledge.
Major Stakeholders
Senior Management, Function Heads, Regulators, Compliance Team.
Required Skills
Refer to the
📌 IRM-Senior Risk Assurance-Analysts (Mumbai)
🏢 HDFC Bank
📍 Mumbai
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