Job Purpose

Drive compliance operations, governance, regulatory reporting, compliance MIS, policy management, issue tracking, and regulatory coordination to ensure adherence to applicable regulatory requirements.

Key Responsibilities
Manage governance processes, trackers, and certifications of the compliance department.
Prepare governance reporting (Board, ACB etc.) for the Compliance department basis inputs from the sub-units.
Coordinate regulatory submissions, returns, and reporting.
Track compliance observations, audit findings, and action plan closures.
Prepare compliance MIS, dashboards, and management presentations.
Administer changes to Compliance Policy management, Manuals, SOPs etc. with relevant stakeholder input.
Support internal compliance teams in ongoing activities e.g.



preparation dashboards, MI, trackers etc.
Coordinate with business, risk, audit, legal, and operations teams on compliance matters.
Assist, as required, in regulatory inspections, audits, compliance reviews etc.

Eligibility
CA / MBA / LLB / Master's Degree.
Experience in Compliance, Risk, Audit, Governance, or Regulatory Affairs within Banking, NBFC, Fintech, or Financial Services.

Key Skills
Regulatory Compliance
Governance &
Controls
Compliance MIS &
Reporting
Stakeholder Management
Analytical &
Problem-Solving Skills
Communication &
Presentation Skills

📌 Compliance Operations Manager Mumbai (India)
🏢 Kotak Mahindra Bank
📍 India