Role & responsibilities
Assist in monitoring compliance with applicable laws, regulations, and regulatory guidelines.
Support preparation, maintenance, and periodic review of internal policies, SOPs, and compliance manuals.
Maintain and update statutory and regulatory compliance trackers/calendar and ensure timely completion of compliances.
Assist in monthly/quarterly/annual regulatory filings, submissions, and responses to regulators, holding company and auditors.
Coordinate with internal departments to collect information and documents for compliance requirements.
Support internal audits, compliance reviews, and regulatory inspections.
Conduct compliance testing and spot testing of departments to identify the gaps and prepare the observation report of the same.
Keep record of last observation made, actionable arise, changes/directives by Management/Board and implementation of the corrective steps taken to ensure compliance of the same.
Maintain proper documentation, records, and compliance evidence.




Track regulatory updates and assist in assessing their applicability to the organization.
Support implementation of compliance trainings and awareness programs for employees.
Communication like emailers, circulars, Notifications to departments on a regular basis.
Escalate potential compliance gaps or risks to the reporting manager and to carry out necessary measures to mitigate Compliance risk.
Conduct compliance check at the event of launch of recent product, enhancement of existing product, process, systems, policies.
Assist in preparation of agenda and minutes of compliance risk management committee.
Additionally, any other job/role/responsibilities assigned from time to time.

Preferred candidate profile
A high level of commitment and self-motivation.
Proven work experience in handling the portfolio.
Robust integrity, trustworthiness and accountability
Excellent written and verbal communication skills.

📌 Executive Compliance Mumbai (India)
🏢 SBI Payments
📍 India