Stock Bazaar is a market data and research platform serving Indian retail investors. As we scale, you'll own the compliance function — keeping us aligned with SEBI regulations, company law and the obligations that come with distributing market data and research.

Key responsibilities

SEBI and regulatory compliance

• Ensure compliance with applicable SEBI regulations, circulars and guidelines

• Track regulatory developments affecting market data, research distribution and investor-facing platforms

• Prepare and file periodic regulatory returns and disclosures

• Liaise with SEBI, exchanges and other regulators on queries, inspections and correspondence

Secretarial and corporate

• Maintain statutory registers, minutes and records under the Companies Act, 2013

• Convene and record Board and shareholder meetings, including notices, agendas and resolutions

• File returns and forms with the MCA and Registrar of Companies

• Support corporate actions, share allotments and related filings

Policy and internal controls

• Draft, maintain and update internal compliance policies,



including the Code of Conduct, insider trading policy and research disclosure norms

• Conduct internal compliance reviews and maintain audit trails

• Run compliance training and awareness sessions for employees

• Review marketing, research and platform content for regulatory accuracy

Requirements

Risk and advisory

• Advise management on the regulatory implications of recent products and features

• Identify compliance risks early and recommend mitigation

• Manage relationships with external legal counsel and auditors

Requirements

• Qualified Company Secretary (CS) and LLB — both mandatory

• Minimum 3 years of post-qualification experience in a compliance role

• SEBI-related compliance experience is mandatory — hands-on, not theoretical

• Working knowledge of the Companies Act, 2013 and SEBI regulations

• Experience preparing regulatory filings and maintaining statutory records

• Str

📌 Compliance Officer (India)
🏢 STOCK BAZAAR
📍 India