We’re seeking someone to join our team as an Analyst in Legal & Compliance division.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is an Analyst level position within the Legal Operations team for LGU Analyst, this team is responsible for reviewing and analyzing any form of legal process (levies, garnishments, subpoenas, temporary restraining orders, court orders etc.) and other documentation assigned to him/her to determine if the Firm is in possession of property subject to the legal process. Then, if necessary, producing documents and/or restricting that property according to the terms of the legal process and other documentation and complying with all of its terms and conditions,
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
• Perform intake functions for all current matters including review of all forms of legal process
• Opening, updating and concluding assigned matters in assigned systems
• Work closely with the LGU Supervisor regarding the distribution and assignment of matters.
• Escalate matters as necessary to the Supervisor or Supervising Attorney
• Analyzing the matters assigned to him/her to determine if the Firm is in possession of any property set forth in the controlling documents and then restricting the property and complying with all the terms and conditions of the document
• Compliance with Legal Department policies and procedures for locating documents, and keeping a record of steps taken to retrieve documents
• Organizing, redacting and staging documents for production. Understand account balances for the purpose of forced liquidations, check disbursements and related matters
• Research levies for existing accounts and res
📌 Levies and Garnishment Unit, Analyst, Legal Operations (Mumbai)
🏢 Morgan Stanley
📍 Mumbai
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