Job Description

Job Description – Senior Vice President (SVP) – KYC & AML

Designation: Senior Vice President (SVP) – KYC & AML

Department: Compliance / Financial Crime Compliance (FCC)

Location: Jaipur

Role Purpose

The Senior Vice President – KYC & AML will be responsible for providing strategic leadership, governance, and oversight across the Bank's Anti-Money Laundering (AML) and Know Your Customer (KYC) framework. The role will supervise critical AML functions including Transaction Monitoring, Trade Based Money Laundering (TBML), Sanctions & Negative Screening, Enhanced Due Diligence (EDD), Regulatory Reporting, and Financial Crime Investigations.

The incumbent will ensure robust supervisory control over high-risk and regulatory-critical processes, drive compliance with evolving regulatory requirements, strengthen risk governance, and lead AML transformation initiatives through technology and automation.

Key ResponsibilitiesAML & Financial Crime Oversight

• Provide strategic leadership and end-to-end oversight of AML operations, investigations,



and financial crime risk management.
• Supervise Transaction Monitoring activities including alert review, escalation governance, L1-L3 oversight, and STR decision-making.
• Oversee review and disposition of complex, sensitive, and high-value AML cases requiring senior management intervention.
• Ensure timely identification, investigation, escalation, and reporting of suspicious transactions in line with regulatory expectations.
• Drive continuous enhancement of AML controls, risk-based monitoring frameworks, and investigative standards.

KYC, EDD & High-Risk Customer Governance

• Provide oversight on KYC, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and high-risk customer reviews.
• Review and approve escalated high-risk relationships, politically exposed persons (PEPs), and adverse media cases.
• Ensure periodic review and risk assessment of high-risk customer portfolios.

Trade Based Money Laund

📌 Senior Vice President Jaipur
🏢 AU Small Finance Bank
📍 Jaipur