Key responsibilities
Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:

• act as a compliance and operational risk control subject-matter expert for a centralized group supervising electronic communication activity, supporting them in managing risk
• perform first-line-of-defense activities in relation to consequential risks
• ensure risk frameworks are designed well and operating effectively
• deliver monthly reports that shed light on risk profiles in reference to electronic review for the market areas
• provide business management with controls, tools, frameworks , information and insights required to manage risk in relation to electronic communication activity
The team
We are a collaborative central team supporting our Markets as they deliver world class Wealth Management services to our internal and external clients. Together we run a centrally focused team on mitigating risk, managing the business and supporting our associates and our community.
Your skills and experience
You have:
• a degree




• 1-3 years of experience within the financial industry in the areas of risk management, risk control, audit or compliance/supervision
• Series 7, 66 Licenses (preferred)

You are:
• analytic, with the ability to provide practical solutions for minimizing risk
• result-oriented and assertive (you don’t shy away from challenging situations)
• multi-lingual, preferably
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that outstanding work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
How we hire
We may request you to com

📌 Email reviewer Analyst (Mumbai)
🏢 UBS
📍 Mumbai