Responsibilities

• Undertake Trade surveillance of SG’s derivative & other business units using the firm’s monitoring tools as directed by procedures, management and team protocols.
• Compile and issue relevant regulatory reporting obligations where required.
• With the London team and management, proactively manage the associated risks with the extended team coverage in Casablanca.
• Support the collation and development of Management Information.
• Lead the implementation and enhancement of surveillance approaches / innovations and/or strategic solutions to meet requirements.
• Maintain and monitor a database of remedial actions/recommendations arising from trade surveillance, to ensure timely and satisfactory resolution of issues identified.
• Participate and evolve the review of surveillance controls through engagement with Compliance and BU colleagues.
• Proactive and +timely escalation of issues to management· Active participation at relevant industry and trade association seminars, feeding back relevant information internally.
• Identify, analyse,



communicate and implement solutions to surveillance activities as a result of changes to regulation and/or market/company events.

Required

Profile required

Experience - 6+ years of relevant experience in Trade Surveillance & Compliance

Bachelor’s Degree Or Equivalent Work Experience Required.

• Must have a proven experience in a Trade Surveillance role using SMARTS / Actimize Trade Surveillance tool.
• Knowledge of Risk, Compliance and Controls
• Exposure to EMEA markets
• Good analytical skills with high attention to detail and accuracy
• Excellent verbal, written, and interpersonal communication skills
• Ability to interact with all levels of an organization
• Strong organizational, multi-tasking, and prioritizing skills
• Ability to execute in a fast paced, high demand, setting while balancing multiple priorities
• Ability to articulate complex concepts in a clear manner
• Solid critical thinking, probl

📌 Consultant Expert (Bengaluru)
🏢 Societe Generale Global Solution Centre
📍 Bengaluru