Responsibilities

'1) Support the manager of the CPLE CTL team to identify key risk areas

• Identify key business changes through stakeholder connects and assess key risks for the perimeter concerned as directed by the CPLE CTL Manager
• Regular of knowledge on internal incidents, external enforcement and regulatory developments
• Participate in assessment of existing controls as per the defined control plan and the direction of the CPLE CTL management
• ensure a valuable knowledge of existing policies and procedures on which the control assessed is attached to
• assess the design and the execution of each existing formalized controls on schedule and in accordance with CTL standards and methodology
• identify gaps between existing controls and expected controls and design a cartography to highlight issues to fully cover the risk at stake
• ensure identified gaps are debriefed to relevant stake holders, corrective action plans agreed and contribute to report writing
• identify weaknesses, timely escalate any issues and define corrective action plan




• record keeping of all working papers
• show autonomy in delivery of assigned duties including planning of own work, proactiveness and timely escalation
• ensure adherence to the global operating guideline on second level control
• establish a good working relationship with both internal & external stakeholders
• contribute towards development of CPLE/CTL methodologies, policies and procedures in line with global guidelines
• Contribute to the writing of the CTL monitoring methodology update document detailing in the context of the creation of the function
• Other responsibilities
• Maintain a detailed and updated working knowledge of various laws and regulations pertaining to EMEA region.
• Maintain a detailed and updated working knowledge on the existing SG policies framework, compliance incidents and any key regulatory development at group and regional level.

Profile Required

Technical:

Fair knowledge of Compliance ris

📌 Lead -Control Assurance (Bengaluru)
🏢 Societe Generale Global Solution Centre
📍 Bengaluru