Job title: ASSISTANT INVESTIGATIONS MANAGER - GLOBAL DISCLOSURES OF INTEREST
• The Role of Assistant Investigations Manager, GDoI Team includes but is not limited to the following:
• To understand varied disclosure regulations across jurisdictions with respect to shareholdings and holdings in sovereign bonds and utilize the knowledge in ensuring the Group’s compliance to the regulations
• To have knowledge of capital market including but not limited to various instruments traded, corporate actions and implications of such corporate actions, trade life cycle, various business lines of HSBC, trading and booking models of the business and apply the knowledge in monitoring activity in order to take correct decision.
• To perform daily monitoring and investigations ensuring the best quality and adherence to the strict regulatory deadlines
• To identify system or data related issues, escalate to the IT Support and DOI Management team.
• To ensure accuracy of information shared with the stakeholders / submitted to competent authorities globally.




• To ensure appropriate record keeping through case management tool
• Instigate escalation procedures for any identified potential regulatory breaches

In this role, you will:
Impact on the Business/Function
• Review and analyse the movement in shareholding in accordance with the local regulation of the country.
• Identify potential disclosures and investigate to ascertain the validity of the disclosure
• Identifying any potential risks and escalate to the Management.
• Identify data related issues and escalated them to Management and IT Team. Liaise with them until resolution is implemented

Customers / Stakeholders
• Communicate effectively with the stakeholders adhering to the Group’s guidelines
• Cultivate a positive and cooperative working environment within the team
• Build and maintain close working relationship with various partners’ e.g Business desks, Regulatory Compliance Internal Legal or other stakeholders.
• Work as

📌 ASSISTANT INVESTIGATIONS MANAGER (Bengaluru)
🏢 HSBC
📍 Bengaluru