Role & responsibilities

1. Risk & Quality Information Support

- Assist in collating risk, quality, and compliance data from service lines across the firm.
- Support the maintenance of central trackers, templates, and data repositories.
- Carry out basic completeness and accuracy checks on data before it is escalated.

2. Compliance Support & Documentation

- Assist in compiling firm-wide compliance submissions.
- Help maintain compliance calendars, evidence folders, and documentation logs.
- Track compliance confirmations and follow up on pending items under guidance.

3. Risk & Quality Analysis Support

- Support analysis of risk and quality data to help identify basic trends and gaps.
- Prepare draft summaries, tables, and charts for reporting, using MS Excel/PowerPoint.
- Assist with remediation tracking activities.

4. Policy & Process Administration Support

- Assist in maintaining policy repositories and version control.
- Support communication and circulation of approved policies.
- Help map policies to procedures and compliance requirements.

5. Regulatory, Skilled & Network Review Support

- Support coordination of responses to regulatory and review requests.




- Assist in collating requested documentation and evidence.
- Help maintain action trackers for review findings.

6. Governance & Leadership Reporting Support

- Assist in preparing materials for the India Risk Committee and other governance forums.
- Support compilation of dashboards, presentations, and trackers.
- Help maintain records of actions and follow-ups.

7. Training & Risk Culture Support

- Support tracking of mandatory risk training.
- Assist in preparing training completion reports.
- Participate in and support risk & quality awareness initiatives.

8. Stakeholder Coordination

- Liaise with service line risk teams and enabling functions under supervision.
- Follow up on information requests and deadlines.
- Escalate delays or issues to the Assistant Manager in a timely manner.

9. General

- Provide day-to-day operational support to the Assistant Manager and team.
- Assist with ad-hoc risk and compliance initiatives.
- Proactively identify and suggest process improvement opportunities.

📌 CA Fresher - Associate - Central Risk and Quality - Mumbai
🏢 BDO India
📍 Mumbai