Responsibilities

- Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch-lists administered by U.S. and international regulatory bodies.
- Perform complex case investigations sourcing data from multiple unrelated venues, including both proprietary and open sources.
- Draft reporting summaries for internal management and external regulatory audiences.
- Design, source and produce reporting metrics across multiple workflows and decision queues.
- Process review and enhancement related to the referral, escalation, and resolution of AML alerts in region and globally as required.
- Contribute recent idea related to AML screenings.

Qualifications

- Bachelors degree or higher with a major or concentration in Finance, Economics, Accounting, or Information Systems, etc.
- 3-5 years of experience related to AML & Sanctions Compliance in financial services or other relevant industry.
- Strong knowledge of International AML & Sanctions regimes
- Knowledge of Financial Crime Risk policies, Sanctions,



AML and procedures
- Experience gained in a leading broker, bank, regulator or professional services firm
- Awareness of financial market trading products
- An additional foreign language would be advantageous (e.g. German, French, Spanish, Chinese)
- Understanding of how technology is applied to business and regulatory issues.
- Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
- Excellent writing and oral communication skills.
- AML certification such as ACAMS, CFE, CFCS is a plus.
- Good knowledge and experience of office tools like MS Outlook, MS Word, MS Excel etc.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 AML Analyst I (Mumbai)
🏢 Interactive Brokers
📍 Mumbai