Roles and Responsibilities
- Conduct internal audits for wealth management and asset management processes, including process audit, control design, and operating effectiveness.
- Identify risks associated with various business lines such as brokerage generation, portfolio management, private banking, investment advisory, etc.
- Develop risk assessment frameworks to identify key risks impacting the organization's objectives.
- Collaborate with stakeholders to develop mitigation strategies for identified risks.
- Provide recommendations on improving internal controls and governance practices.
📌 Internal Audit Wealth & Asset Management - Mumbai
🏢 EY
📍 Mumbai