SRA- KYC

Key responsibilities include:

- Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients
- Thoroughly and succinctly document the research and analysis related to the financial activity and related entities of Clients
- Escalate issues to client and internal managers to bring issues to their attention promptly
- Independently handle clients and client calls- establish self as a valued partner
- Help knowledge management endeavor by sharing process knowledge and best practices within the teams
- Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents
- Have a thorough understanding of the client s business and related parties to monitor client s activities for unusual transactions
- Perform further investigation on identified suspicious client and client s transactions and report to KYC/AML compliance officer

Qualification and Skills

- Bachelor s Degree (B.Com, BBA, BBM, BCA) / Master s Degree (M.Com, MBA, PGDM).
- 6 to 8 years of experience and knowledge of KYC, AML, and Due Diligence along with team lead exp
- Should be able to understand, manage and calculate risks
- Should be good with logical and quantitative abilities

RA- KYC

Key Responsibilities

As an Analyst, you will be responsible for the following:

- Send initial KYC requirements list to client
- Collate KYC documentation from client
- Review KYC documentation received ensuring it is appropriate for the risk rating level applicable to the client
- Liaise with client for any additional documentation or clarification required
- Carry out screening (Name list screening and Negative News Searches) in line with the Screening Procedure




- Prepare KYC checklists where applicable, and arrange for review
- Prepare Group Client Risk Assessment and arrange for review
- Escalate any concerns identified during the KYC review process to Local Compliance
- Input and approve all KYC Information Collected on KYC Application / Tool
- Prepare the Initial Client KYC File
- Attend to KYC Queries, Update MIS / KPIs
- Prepare Non-KYC Components & Tasks related to Client KYC Process for new Business
- Perform Client KYC for current clients, perform client KYC for regular and an event-driven reviews
- Understand and Apply KYC Key Operating Procedures and the Group AML / CFT Policy
- Assist in any other ad hoc Client KYC / Due Diligence related tasks and processes as requested by the Head of Client KYC Operations.

Qualifications and skills required

- An individual with a bachelor/master s degree qualification or equivalent
- A minimum of 3-5 years of Client KYC experience within the investment fund industry or equivalent
- A good knowledge of the funds industry, experience of different fund structures, domiciles and regulatory requirements
- Excellent communication, interpersonal and problem-solving skills
- Excellent time management and planning skills to deliver against agreed deadlines and objectives
- High attention to detail, accuracy, analytical, technical, organizational, and problem-solving skills
- Proactive and have the knowledge and skills to use own initiative in handling clients queries and escalate to management when required
- Ability to deliver multiple projects and cases - multi-tasking between deliverables

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Sr Analyst (Pune)
🏢 Crisil
📍 Pune