We have following openings at Reputed Financial Company atMumbai , Kandivali location

1 DP Operations Executive / Manager

2Executive / Senior Manager Risk Management

Department: Depository Operations

Location: Mumbai (On-site)

Target Experience: 2 to 6+ years in DP operations within a stockbroking firm

1. Role Objective

Manage day-to-day demat account operations, process share transfers, handle pledges, and

ensure flawless compliance with depository guidelines (CDSL/NSDL).

2. Key Responsibilities & Scope of Work

- Demat & Remat Processing: Handle dematerialization, rematerialization, and new client

account opening or modification requests securely.

- Transfers & Settlements: Process on-market, off-market, and inter-depository transfer

instructions accurately within strict market deadlines.

- Pledge Management: Manage pledge, unpledge, and invocation requests smoothly to meet

client margin requirements effectively.

- Corporate Actions: Update client holdings and process complex corporate actions including

dividends, splits, bonuses, and rights issues.

- Reconciliation & Audits: Conduct regular ISIN, holding, and ledger reconciliations; support

internal and statutory DP audits meticulously.

- Documentation & Compliance: Maintain Delivery Instruction Slips (DIS), KYC documents,

and historical records according to SEBI and depository rules.

3. Skills & Qualifications Required

- Education: Bachelors degree in Commerce, Finance, or a related functional field.
- Experience: 2 to 6+ years of core experience in DP operations within a SEBI-registered

stockbroking firm.

- Certifications: Mandatory NISM Series VI (Depository Operations) certification.
- Technical Skills: Robust functional knowledge of CDSL/NSDL guidelines and standard

back-office depository software.

- Attributes: Exceptional attention to detail, high numerical accuracy,



and strong internal

coordination skills.

Executive / Senior Manager Risk Management

System (RMS)

Department: Risk & Operations

Location: Mumbai (On-site)

Target Experience: 2 to 5+ years in Capital Market Operations and Risk Management

1. Role Objective

Lead real-time risk monitoring and mitigation strategies across all trading segments to safeguard

assets, protect firm capital, and ensure absolute regulatory compliance.

2. Key Responsibilities & Scope of Work

- Real-Time Monitoring: Oversee client margins, exposures, and MTM losses across Equity,

F&O;, Currency, and Commodity markets comprehensively.

- Quantitative Modeling: Stream live F&O; data from platforms like G.E.T.s Terminal into

Excel to calculate custom ratio and delta formulas for instant risk assessment.

- Volatility Analysis: Leverage Implied Volatility (IV) and market trends to forecast option

price shifts and proactively adjust risk limits.

- Exposure Control: Manage margin shortfalls and limit breaches; execute rapid square-offs

during high-volatility events to minimize financial risk.

- System Optimization: Configure RMS parameters, automate workflows, and enforce strict

adherence to SEBI and exchange guidelines.

3. Skills & Qualifications Required

- Experience: 2 to 5+ years of robust experience in Capital Market Operations and Risk

Management within a stockbroking setup.

- Technical Skills: High proficiency in RMS platforms, trading terminals (e.g., G.E.T.s), and

advanced Excel for quantitative modeling.

- Domain Knowledge: Mastery of margin frameworks, trade allocations, and complex options

strategies (Greeks, Delta hedging).

- Certifications: Mandatory NISM Series VII (Securities Operations and Risk Management)

certification.

- Attributes: Sharp analytical reasoning and the ability to make split-second, data-driven

decisions under

📌 RMS & DP Operations Executive / Manager (Kandivali ) (Mumbai)
🏢 1stop Solution
📍 Mumbai