Looking for Qualified CA freshers who are interested to kick start their career and are immediate joiners.

Preferred - Mumbai Based candidates

Department Risk & Internal Controls

Role Surveillance

Job Responsibilities

• Generate surveillance alerts on daily basis based on parameters defined in surveillance process manual.

• Analysis of surveillance alerts to identify the transactions of suspicious nature. Analyse clients orders

book, trade book, demat records to decide the transactions of abnormal nature and also to decide the

action to be taken.

• Sending mails to clients asking for relevant information to analyse the surveillance alerts. Coordinating

with operations and IT departments for collection of relevant data required for analysis of surveillance

alerts.

• Analysing surveillance alerts received from stock exchanges. Replying to exchange letters and enquiries

pertaining to surveillance.





• Timely filing of exchange reportings related to surveillance.

• Reviewing existing surveillance alerts parameters, surveillance policy and structure and recommending

changes to the same for enhancing the quality of surveillance alerts being generated by the company.

• Monitoring regulatory changes related to surveillance. Analysing its impact. Making necessary changes

in policies, systems and procedures to comply with and implement the regulatory changes.

• Managing the surveillance alerts daily data, proper data keeping of alerts and records for future

reference and audit purpose. Handling audit queries

Contact person : Komal kanojia

Email ID : [email protected]

📌 CA- Chartered Accountant freshers (Mumbai)
🏢 Kotak Securities (KSL)
📍 Mumbai