Role Purpose: Responsible for market surveillance, alert reviews, investigation of suspected market abuse, regulatory reporting, and continuous improvement of surveillance processes across market segments.

Key Responsibilities:

- Monitor trading activity, market movements, and unusual patterns across Equity and F&O; segments.

- Review surveillance alerts, exception reports, complaints, STRs, SEBI alerts, and other inputs to identify investigation cases.

- Conduct detailed investigations into suspected market abuse, regulatory violations, and trading irregularities through analysis of trading data, client behavior, linkages, profitability, market impact, and collusive activities.

- Prepare investigation reports, MIS, regulatory submissions, and responses to regulatory authorities while maintaining appropriate documentation and audit trails.

- Support compliance initiatives, SOP adherence,



system enhancements, UAT activities, alert optimization, risk indicator monitoring, and process automation projects.

Required Skills & Competencies:

- Robust analytical, investigative, and report-writing capabilities.

- Sound knowledge of capital markets, surveillance frameworks, and SEBI regulations.

- Ability to work with large datasets, surveillance alerts, MIS, and regulatory information.

- Excellent coordination, documentation, attention to detail, and stakeholder management skills.

- Experience in process automation and technology-driven improvements.

- Exposure to Power BI, Excel Macros, and similar analytical tools will be an added advantage.

📌 Walk-in || Investigation (Mumbai)
🏢 BSE
📍 Mumbai