Key responsibilities

Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:

- act as a compliance and operational risk control subject-matter expert for a centralized group supervising electronic communication activity, supporting them in managing risk
- perform first-line-of-defense activities in relation to consequential risks
- ensure risk frameworks are designed well and operating effectively
- deliver monthly reports that shed light on risk profiles in reference to electronic review for the market areas
- provide business management with controls, tools, frameworks , information and insights required to manage risk in relation to electronic communication activity

The team

We are a team-oriented central team supporting our Markets as they deliver world class Wealth Management services to our internal and external clients. Together we run a centrally focused team on mitigating risk, managing the business and supporting our associates and our community.

Your skills and experience

You have:
- a degree
- 1-3 years of experience within the financial industry in the areas of risk management, risk control, audit or compliance/supervision
- Series 7, 66 Licenses (preferred)

You are

- analytic, with the ability to provide practical solutions for minimizing risk
- result-oriented and assertive (you don’t shy away from challenging situations)
- multi-lingual, preferably

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland.



We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe. We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves. We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

📌 Email reviewer Analyst (Mumbai)
🏢 UBS
📍 Mumbai