11 Oct
|
PhillipCapital
|
Mumbai
11 Oct
PhillipCapital
Mumbai
Role & responsibilities
Designation: Assistant Manager - Surveillance
1. To detect unethical trading practice including fraud, ML, Insider trading.
2. FATF & IRA reporting.
3. Analyzing exchanges DP Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc
4. STR Reporting & handling Trackwizz application.
5. Conducting AML training of employee periodically.
6. To drive innovation & continuous improvement in surveillance function.
7. Support Maintain surveillance & AML policy.
Qualification required
1. Graduate.
2. Proficiency Microsoft Excel, Power Point & Word.
3. Working knowledge of verbal & written English communication.
Experience:
1. 2 Years or more in Surveillance Audit Inspection Operations area.
2. Basic understanding and knowledge of trading mechanism across different financial instrument.
📌 Assistant Manager - Surveillance and AML (Mumbai)
🏢 PhillipCapital
📍 Mumbai