10-14 Years Churchgate, Mumbai

Department: Risk Control

Reporting To: CEO

Key Responsibilities:

- 1. Should be well versed with SEBI’s Risk Management framework dated 27-09-2021 and its implementation in addition to all the AMFI circulars and SEBI’s Master circulars.

- 1. Should have the ability to present the Risks to the AMC and the Trustee Boards on Quarterly basis and to various committees like Risk Management committee, Investment committee as and when they are held.

- 1. Establish and monitor key risk indicators, as well as implement corrective action plans to mitigate risks.

- 1. Analyze transactions, internal reports and financial information for potential fraud risks.

- 1. Maintain reports of significant risks and recommendations

- 1. Evaluate Risk control self assessment of each department pertaining to Mutual Fund business.

- 1. Identify and address risk issues and weakness in existing products, policies and processes.

- 1.



Evaluate the effectiveness of the company's internal control framework in addressing risks and accomplishing the company’s goals and objectives./li>

- 1. Provide training and technical support to employees regarding risk management strategies and programs.

- 1. Liaison with Auditors, and stakeholders.

- 1. Ensure effectiveness of Business Continuity Plans on quarterly basis.

- 1. Key Contributor to establishing the evolving risk culture.

Education Qualifications :

- The candidate should preferably be a Chartered Accountant/ ICWA/ CFA /MBA Finance.

Financial Risk Management Or

Premia certifications will be an added advantage.

Work Experience :

- Should be having minimum 10 to 14 years of experience in Risk Management of Mutual Funds Industry or Audit Firms.

Email us at [email protected]

📌 Senior Manager/Associate Vice President / Deputy Vice President (Churchgate)
🏢 QUANTUM ASSET MANAGEMENT COMPANY PRIVATE
📍 Churchgate