- RMS (Risk Management System):

- Manage and monitor real-time risk exposure for clients in the Capital Market segment.

- Define and implement risk parameters, including margins, exposure limits, VAR, MTM, etc.

- Oversee limit setting, client risk profiling, and margin utilization.

- Ensure timely margin collection, margin reporting, and adherence to exchange norms.

- Monitor intraday risk, square-off processes, and margin shortfall actions.

- Allocation reporting

- Handle risk alerts, exceptions, and escalations effectively.

- Ensure compliance with regulatory requirements (SEBI, Exchanges).

- OMS (Order Management System):

- Oversee order flow lifecycle (order placement, validation, execution, modification, cancellation).

- Ensure smooth functioning and integration of OMS with RMS and exchange systems.

- Coordinate with technology teams for system enhancements, issue resolution, and testing.

- Monitor trade execution efficiency and system performance.

- Handle OMS-related incidents, outages, and risk scenarios.

- Operations & Compliance:

- Ensure compliance with exchange regulations (NSE/BSE) and internal risk policies.

- Prepare and review MIS reports,



risk dashboards, and audit reports.

- Liaise with auditors, compliance teams, and regulators during audits and inspections.

- Implement process improvements and automation initiatives.

- Stakeholder Management:

- Coordinate with dealing desk, compliance, IT, and back-office teams.

- Support business teams in client onboarding from a risk perspective.

- Provide guidance and training to team members on RMS/OMS processes.

Skills And Knowledge

- Experience in RMS/OMS operations in Capital Markets.

- Strong knowledge of equity markets, margining systems, and risk frameworks.

- Hands-on experience with RMS & OMS platforms (e.g., Omnesys, NOW, ODIN, or similar).

- Understanding of SEBI regulations and exchange compliance requirements.

- Robust analytical, problem-solving, and decision-making skills.

- Excellent communication and stakeholder management abilities.

Experience Background

- RMS operations / stock broking operations

Educational Qualification

- Graduate (preferably in Commerce/Finance) NISM SORM certification

📌 Risk Management System (Pune)
🏢 prachay group
📍 Pune