Role & responsibilities

Job Summary: We are looking for a legal qualified to join our legal team and provide legal support across our stock broking and other SEBI-regulated business.

1. Handling Client Complaints, Litigations, Arbitration and Court cases on behalf of the company,
2. Drafting and filing of submissions, replies, affidavits on behalf of the company,
3. Review of all types of agreements and contracts, NDAs etc.
4. To ensure compliance with various external and internal Rules, Regulations, Policies and Procedures related to Stock Broking, DP, NBFC and other SEBI-regulated business.
5. Monitor relevant legal and regulatory developments and advise internal team
6. Maintain proper records of legal matter, agreements and documentations.

Qualification required:
1. Law Degree (LLB)/LLM with relevant experience in legal, financial services.
2. Experience in stock broking, capital market, NBFC or other SEBI-regulated entities will be preferred
3. Good drafting, communication, analytical and negotiation skills.
4. Ability to independently handle legal matter and coordinate with internal and external stake holding

📌 Legal Manager (Mumbai)
🏢 PhillipCapital
📍 Mumbai