– ECM Execution (Associate / Vice President)

Location: Mumbai

Experience: 3–8 Years

Industry: Investment Banking / Merchant Banking / Equity Capital Markets

Role Overview

We are looking for an experienced professional to join the Equity Capital Markets (ECM) Execution team. The role involves managing end-to-end execution of equity capital market transactions, including IPOs, QIPs, Rights Issues, Preferential Placements, Open Offers and Buybacks.

The candidate will work closely with corporate promoters, legal counsels, auditors, syndicate partners and regulatory authorities to ensure seamless transaction execution, regulatory compliance and accurate documentation.

Key Responsibilities

- Transaction Documentation: Draft and finalize offer documents, including DRHP, RHP, Prospectus, Letters of Offer, Placement Documents and Public Announcements, in accordance with applicable SEBI regulations.
- Due Diligence: Coordinate legal, financial, business and regulatory due diligence with issuers, legal advisors, independent accountants and statutory auditors.
- Regulatory Approvals and Filings: Manage regulatory filings, interactions and comment resolutions with SEBI, BSE, NSE, ROC, NSDL and CDSL.
- Deal Structuring and Execution: Support transaction structuring, pricing guidelines, valuation considerations and regulatory requirements for QIPs, Rights Issues, Preferential Issues and Buybacks.
- Stakeholder Management:



Coordinate with corporate promoters, external legal counsels, industry consultants, printers, registrars and banker syndicate members throughout the transaction lifecycle.
- Roadshows and Bidding Operations: Manage IPO/QIP book-building operations, bidding platform setup, allotment procedures and post-issue listing formalities.
- Post-Issue Compliance: Oversee post-issue activities, including collection monitoring, refunds, final allotment, listing and trading clearance formalities.

Candidate Profile and Qualifications

- 3–8 years of hands-on ECM execution experience with a SEBI-registered Category I Merchant Banker or an Investment Banking firm.
- Experience executing Indian equity capital market transactions, preferably within a merchant banking or investment banking execution team.
- Solid understanding of SEBI ICDR Regulations, SEBI SAST Regulations, Buyback Regulations, the Companies Act, 2013, and stock exchange listing requirements.
- Experience handling offer documentation, due diligence, regulatory filings and transaction execution.
- Strong project management, documentation, stakeholder management and communication skills.
- CA, MBA in Finance or LL.B., with relevant capital markets experience.

Interested candidates with relevant ECM execution experience are encouraged to apply with their updated resume.

📌 Equity Capital Market (Mumbai)
🏢 Intellectual Capital HR Consulting
📍 Mumbai