Role & responsibilities

Undertake Trade surveillance of SGs derivative & other business units using the firms monitoring tools as directed by procedures, management and team protocols.

- Compile and issue relevant regulatory reporting obligations where required.
- With the London team and management, proactively manage the associated risks with the extended team coverage in Casablanca.
- Support the collation and development of Management Information.
- Lead the implementation and enhancement of surveillance approaches / innovations and/or strategic solutions to meet requirements.
- Maintain and monitor a database of remedial actions/recommendations arising from trade surveillance, to ensure timely and satisfactory resolution of issues identified.
- Participate and evolve the review of surveillance controls through engagement with Compliance and BU colleagues.
- Proactive and +timely escalation of issues to management
- Active participation at relevant industry and trade association seminars, feeding back relevant information internally.
- Identify, analyse, communicate and implement solutions to surveillance activities as a result of changes to regulation and/or market/company events.





Preferred candidate profile Must have a proven experience in a Trade Surveillance role using SMARTS / Actimize Trade Surveillance tool.

- Knowledge of Risk, Compliance and Controls
- Exposure to EMEA markets
- Good analytical skills with high attention to detail and accuracy
- Excellent verbal, written, and interpersonal communication skills
- Ability to interact with all levels of an organization
- Solid organizational, multi-tasking, and prioritizing skills
- Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
- Ability to articulate complex concepts in a clear manner
- Solid critical thinking, problem solving and decision-making skills
- Ability to develop partnerships and collaborate with other business and functional areas
- Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important.
- Ability to identify risks and propose mitigation plans
- Advanced Microsoft Office skills
- Specific expertise in interacting and working with large processing / operations teams and in managing an on-shore / off-shore operating model

📌 Consultant Expert - Trade Surveillance (Bengaluru)
🏢 Societe Generale Global Solution Centre
📍 Bengaluru