Sr. Consultant, Compliance (Pune)

Sr. Consultant, Compliance (Pune)

12 Oct
|
Northern Trust
|
Pune

12 Oct

Northern Trust

Pune

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Regulatory Change Oversight VP

Role purpose Provide senior operational oversight across the end-to-end GRCM process and supporting technology. The role connects teams across GRCM to maintain visibility of LRR progression, coordinate cross-functional dependencies, oversee ServiceNow production support,



develop operational reporting and administer RegBook approvals. Through data-led insight and effective stakeholder engagement, the role identifies bottlenecks, supports timely issue resolution and strengthens operational performance.

Key Accountabilities

Cross-functional operational coordination
• Act as a central coordination point across GRCM, connecting Horizon Scanning, Regulatory Oversight, Rules Inventory, ServiceNow, CUBE and D&T; stakeholders to support effective end-to-end operation.
• Monitor cross-functional hand-offs and dependencies, ensuring operational issues, actions and decisions are progressed by the appropriate teams.
• Drive resolution of complex issues spanning multiple processes or teams, providing transparent direction, constructive challenge and timely escalation where required.
• Maintain oversight of Traceability Matrix production status and related cross-functional dependencies, working with the Rul

📌 Sr. Consultant, Compliance (Pune)
🏢 Northern Trust
📍 Pune

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