Designation: Assistant Manager - Surveillance
To detect unethical trading practice including fraud, ML, Insider trading.
FATF & IRA reporting.
Analyzing exchanges DP Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc
STR Reporting & handling Trackwizz application.
Conducting AML training of employee periodically.
To drive innovation & continuous improvement in surveillance function.
Support Maintain surveillance & AML policy.
Qualification required
Graduate.
Proficiency Microsoft Excel, Power Point & Word.
Working knowledge of verbal & written English communication.
Experience:
2 Years or more in Surveillance Audit Inspection Operations area.
Basic understanding and knowledge of trading mechanism across different financial instrument.
📌 Assistant Manager Surveillance And Aml Mumbai
🏢 PhillipCapital
📍 Mumbai
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