Roles and Responsibilities
Conduct internal audits for wealth management and asset management processes, including process audit, control design, and operating effectiveness.
Identify risks associated with various business lines such as brokerage generation, portfolio management, private banking, investment advisory, etc.
Develop risk assessment frameworks to identify key risks impacting the organization's objectives.
Collaborate with stakeholders to develop mitigation strategies for identified risks.
Provide recommendations on improving internal controls and governance practices.
📌 Internal Audit Wealth & Asset Management Mumbai (India)
🏢 EY
📍 India
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