Inspirigence Advisors LLP, Looking for the Associate Legal and Compliance.

Position: Associate Legal and Compliance

Required Skills: Having Experience in IPO Process

Qualification: CS and LLB

Experience: 2 yrs to 3yrs in Corporate Law

Key Responsibilities

IPO & Capital Markets Compliance

- Lead and support legal and compliance activities related to Initial Public Offering (IPO), rights issues, QIPs, preferential allotments, and other capital market transactions.
- Coordinate with merchant bankers, legal counsels, auditors, registrars, stock exchanges, and regulatory authorities throughout the IPO process.
- Assist in drafting, reviewing, and validating Draft Red Herring Prospectus (DRHP), Red Herring Prospectus (RHP), Prospectus, offer documents, and regulatory filings.
- Ensure compliance with SEBI regulations, Companies Act, stock exchange requirements, and other applicable laws.
- Conduct legal due diligence and support remediation of identified compliance gaps before listing.

Corporate Governance & Secretarial Compliance

- Ensure compliance with the Companies Act, SEBI (LODR) Regulations, Insider Trading Regulations, and other corporate governance requirements.
- Support Board and Committee meetings, including preparation and review of agendas, resolutions, minutes, and governance documentation.
- Monitor and implement corporate governance best practices for listed entities.
- Assist in maintaining statutory registers, corporate records, and regulatory filings.

Regulatory Compliance

- Develop, implement, and monitor compliance frameworks, policies, SOPs, and internal controls.
- Ensure timely filing of disclosures and returns with SEBI, Stock Exchanges, ROC, and other regulatory bodies.
- Track regulatory developments and assess their impact on business operations.




- Manage compliance certifications and periodic compliance reviews.

Contract Management & Legal Advisory

- Draft, review, negotiate, and manage commercial contracts, vendor agreements, customer agreements, NDAs, service agreements, and strategic partnership agreements.
- Provide legal advice to business teams on operational, commercial, employment, and regulatory matters.
- Identify legal risks and recommend mitigation strategies.

Post-IPO Compliance & Listed Entity Obligations

- Ensure compliance with continuous disclosure requirements under SEBI (LODR).
- Manage stock exchange filings, corporate announcements, investor communications, and regulatory disclosures.
- Support implementation and monitoring of Insider Trading Compliance, Code of Conduct, and Trading Window controls.
- Coordinate with Investor Relations, Finance, Secretarial, and Audit teams on governance and compliance matters.

Litigation & Risk Management

- Coordinate with external legal counsels on litigation, arbitration, and regulatory proceedings.
- Monitor legal disputes and maintain litigation records.
- Assess legal risks and support resolution strategies.

Policy Development & Compliance Culture

- Draft and update compliance policies, ethics policies, whistleblower framework, anti-bribery policies, and governance manuals.
- Conduct compliance training and awareness programs across the organization.
- Promote a culture of compliance and ethical business practices.

Required Qualifications

- Bachelor's Degree in Law (LLB); Master's Degree (LLM) preferred.
- Additional certifications in Corporate Law, Securities Law, Compliance, or Governance will be an advantage.

Looking for the immediate Joiner.

Location : Andheri East

Interested candidates can share their resume on [email protected]/(phone hidden).

📌 Associate Legal and Compliance (Mumbai)
🏢 Inspirigence Advisors
📍 Mumbai