13 Oct
|
Standard Chartered India
|
Bengaluru
13 Oct
Standard Chartered India
Bengaluru
Job Summary
Role Purpose
• Markets Trade & Regulatory Control function responsible to enable Proactive Risk Management via execution of trade and regulatory controls across Markets Business, that adhere to Regulatory guidelines and uphold high standards of operational integrity. We are trusted partners to Markets Business delivering superior risk management practices, Control execution and generate data driven actionable insights to drive informed decision making. Verify the accuracy and integrity of OTC manual booking trades by cross-referencing with an independent external execution source. Ensure that the risks associated with rogue trading and erroneous booking are mitigated by compliance with the established booking model. Implement controls for the monitoring of exceptions and the reconciliation of discrepancies across the FOBO, FOFO, and interface systems to ensure data integrity and completeness. The comprehensive reconciliation of internal intercompany trade transactions to ensures accuracy and transparency.
Perform Frontline supervision controls by portfolio and position monitoring are properly managed to maintaining operation efficiency to mitigate risk. Overseas electronic trading platform controls, non-standard booking activities and regulatory compliance. New business enablement and solutions, partner to deliver strategic initiatives and ensure Operational readiness. Manage query remediation, other day-to-day processing, ensuring timely escalation to minimise risk exposure. Collaborate with Front Office including Trading and Sales Desks and Business COO to support Business Enablement initiatives and Control framework. Build strong relationship with internal teams across Ops, Finance, Risk and Technology to facilitate productive Collaboration and speedy resolution of issues. Work with Business COO to identify booking model improvements and drive efficiency. Achieve Regulatory and Conduct Compliance and future proof the Middle Office model through a str
📌 Senior Manager, Markets Trade Control (Bengaluru)
🏢 Standard Chartered India
📍 Bengaluru