Key roles and responsibilities
● Compliance oversight of PMS and AIF operations of Sameeksha Capital, including any ROC compliances
● Work closely with the operations team and develop/oversee compliance framework for the business
● Operations support for the client onboarding and client lifecycle
● Regulatory interaction with SEBI and other regulatory authorities such as ROC, FIU-IND as and when necessary
● Managing compliance reporting with SEBI and other relevant authorities
● Drive Internal Audits with an independent external audit firm and ensuring implementation of outcome of such reports
● Drive Insider trading related framework and compliance
● Support under secretarial matters, as required.



This person may help in Drafting/ Preparing/ Vetting / Analyzing various agreements
● Compliance review and approvals of marketing materials

Functional and Behavioural Knowledge
● Great Team player
● Solution oriented mindset
● Demonstrates independence
● Have a valuable command of spoken and written English
● Process driven approach to solving problems
● Have excellent Computer Skills (already have or improve typing speed to 50 WPM)
● Have or inclination to develop proficiency in advanced spreadsheet features

📌 Compliance Associate (Ahmedabad)
🏢 Sameeksha Capital
📍 Ahmedabad