Compliance Employee Trade Monitoring Manager Navi Mumbai

Compliance Employee Trade Monitoring Manager Navi Mumbai

13 Oct
|
ICICI Securities
|
Navi Mumbai

13 Oct

ICICI Securities

Navi Mumbai

Roles & Responsibilities:
Ensuring compliance to SEBI (Prohibition of Insider Trading Regulation), 2015, the Companys Code of Conduct for Prohibition of Insider Trading (PIT)
Handling QSB related compliance
Monitoring of Structured Digital Database (SDD) of the company
Handle queries from internal stakeholders

Skills required
The candidate should have solid analytical skills and ability to assess the changes in regulations.
The candidate should be solid in decision making, problem solving and provide guidance to internal teams
Experience in stock broking QSB compliances and handling employee trading related activities.
Knowledge and experience of MS-Office for preparing MIS.

Qualification Masters Degree or Equivalent Qualification

Certifications in Capital Market/area of Audit will be added advantage

📌 Compliance Employee Trade Monitoring Manager Navi Mumbai
🏢 ICICI Securities
📍 Navi Mumbai

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