Role & responsibilities

- Develop and implement risk-based internal audit plans aligned with organizational objectives.
- Prepare and present comprehensive audit reports to senior management and the Board.
- Ensure adherence to regulations of NHB, RBI, SEBI etc.,
- Identify design level gaps and operating effectiveness gaps in the processes being audited
- Effective engagement with the stakeholders and seek comprehensive management action plan to address

the audit issue

- Provide audit recommendations based on root cause analysis of the audit issue, significant process

improvements to enhance efficiency and control

- Assist in reporting to the Audit Committee on audit progress, findings, and recommendations
- Assist in submissions to regulatory authorities for audit-related matters during the regulatory inspection




- Ensure departmental compliance with Standard Operating Procedures (SOPs), adherence to audit manual

and policies

- Implement quality assurance processes for internal audit practices
- Demonstrate qualified skepticism in conduct of internal audits
- Stay updated on regulatory changes and communicate their impact on internal audit processes
- Knowledge of ICAI and IIA Standards and methodology, attention to detail, good verbal and written

communication skills

Preferred candidate profile

- Minimum experience of 4 years in retail lending business in Internal Audit function
- Qualified Chartered Accountant with relevant experience

📌 Internal Audit Manager (Corporate Audit) (Mumbai)
🏢 SMFG INDIA CREDIT
📍 Mumbai