Stock Broking Operation & DP Executive /Manager (Bhandup West)

Stock Broking Operation & DP Executive /Manager (Bhandup West)

14 Oct
|
Greenbucks securities
|
Bhandup West

14 Oct

Greenbucks securities

Bhandup West

Job Opening: Stock Broking Operations & DP Executive / Manager

Company: Greenbucks Securities Pvt. Ltd.

Department: Operations & Depository Services

Experience: 1–5 Years

Salary: ₹18,000–₹30,000 per month

Job Type: Full-Time

Location: Bhandup West, Near Metro Station

About the Role

Greenbucks Securities Pvt. Ltd. is looking for an experienced and detail-oriented professional to manage day-to-day stock broking operations, DP-related activities, client servicing, settlement processes, and regulatory compliance coordination.

The ideal candidate should have practical experience in stock broking operations and a good understanding of exchange settlements, depository processes, and client account management.

Key Responsibilities

1. Daily Stock Broking Operations

- Manage daily trading operations and coordinate with the dealing, risk, and back-office teams.

- Monitor trade processing, contract notes, client ledgers, and operational reports.

- Handle client onboarding, KYC verification, UCC creation, and exchange mapping.

- Monitor client pay-in and pay-out processes and coordinate settlement activities.

- Assist with funds and securities reconciliation and resolve operational discrepancies.

- Coordinate with exchanges, clearing members, custodians, and other service providers as required.

2. DP & Depository Operations

- Handle day-to-day Demat account opening and maintenance activities.

- Process client requests relating to securities transfers, pledges, unpledges, and dematerialisation/rematerialisation, as applicable.

- Manage DIS-related activities, off-market transfers,



and other depository instructions.

- Coordinate with the depository, DP operations team, and clients for transaction processing.

- Handle client modifications, nomination, KYC updates, and other account-related requests.

- Monitor transaction processing, pending requests, and exception reports.

3. Settlement & Reconciliation

- Monitor daily securities and funds settlement activities.

- Reconcile client balances, securities balances, and relevant operational records.

- Coordinate with the clearing member for settlement obligations and timely reporting.

- Investigate and resolve settlement mismatches, shortfalls, and pending transactions.

- Maintain proper records of pay-in, pay-out, and settlement-related activities.

4. Compliance & Reporting

- Maintain daily operational records, registers, and audit documentation.

- Assist in preparing and submitting periodic exchange, depository, and compliance reports.

- Monitor operational deadlines and implement applicable circulars and regulatory instructions.

- Support internal audits, exchange inspections, and compliance reviews.

- Ensure timely escalation of operational issues and exceptions to the compliance officer or management.

5.



Client Servicing & Coordination

- Resolve client queries relating to trading accounts, Demat accounts, settlements, and securities transactions.

- Coordinate with internal departments and external service providers to resolve issues promptly.

- Maintain proper documentation and follow up on pending client requests.

Required Skills & Qualifications

- 3–5 years of experience in stock broking operations, DP operations, or securities market back-office activities.

- Practical knowledge of NSE/BSE trading operations and settlement processes.

- Understanding of NSDL/CDSL processes and DP-related documentation.

- Knowledge of KYC, UCC mapping, fund and securities reconciliation, and client account maintenance.

- Familiarity with exchange and depository portals, back-office software, and Excel.

- Good communication, coordination, documentation, and problem-solving skills.

- Ability to manage daily deadlines accurately and independently.

Salary & Career Opportunity

- Monthly Salary: ₹18,000–₹30,000, depending on experience and practical knowledge.

- Full time role with opportunities to grow in stock broking operations and depository services.

- Candidates with hands-on experience in both trading operations and DP activities will be preferred.

How to Apply

Interested candidates should share their updated CV on Email:[email protected] , Contact number :(phone hidden)

Pay: ₹18,000.00 - ₹30,000.00 per month

Benefits:

- Flexible schedule

Work Location: In person

📌 Stock Broking Operation & DP Executive /Manager (Bhandup West)
🏢 Greenbucks securities
📍 Bhandup West

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