Job Opening: Stock Broking Operations & DP Executive / Manager
Company: Greenbucks Securities Pvt. Ltd.
Department: Operations & Depository Services
Experience: 1–5 Years
Salary: ₹18,000–₹30,000 per month
Job Type: Full-Time
Location: Bhandup West, Near Metro Station
About the Role
Greenbucks Securities Pvt. Ltd. is looking for an experienced and detail-oriented professional to manage day-to-day stock broking operations, DP-related activities, client servicing, settlement processes, and regulatory compliance coordination.
The ideal candidate should have practical experience in stock broking operations and a good understanding of exchange settlements, depository processes, and client account management.
Key Responsibilities
1. Daily Stock Broking Operations
- Manage daily trading operations and coordinate with the dealing, risk, and back-office teams.
- Monitor trade processing, contract notes, client ledgers, and operational reports.
- Handle client onboarding, KYC verification, UCC creation, and exchange mapping.
- Monitor client pay-in and pay-out processes and coordinate settlement activities.
- Assist with funds and securities reconciliation and resolve operational discrepancies.
- Coordinate with exchanges, clearing members, custodians, and other service providers as required.
2. DP & Depository Operations
- Handle day-to-day Demat account opening and maintenance activities.
- Process client requests relating to securities transfers, pledges, unpledges, and dematerialisation/rematerialisation, as applicable.
- Manage DIS-related activities, off-market transfers,
and other depository instructions.
- Coordinate with the depository, DP operations team, and clients for transaction processing.
- Handle client modifications, nomination, KYC updates, and other account-related requests.
- Monitor transaction processing, pending requests, and exception reports.
3. Settlement & Reconciliation
- Monitor daily securities and funds settlement activities.
- Reconcile client balances, securities balances, and relevant operational records.
- Coordinate with the clearing member for settlement obligations and timely reporting.
- Investigate and resolve settlement mismatches, shortfalls, and pending transactions.
- Maintain proper records of pay-in, pay-out, and settlement-related activities.
4. Compliance & Reporting
- Maintain daily operational records, registers, and audit documentation.
- Assist in preparing and submitting periodic exchange, depository, and compliance reports.
- Monitor operational deadlines and implement applicable circulars and regulatory instructions.
- Support internal audits, exchange inspections, and compliance reviews.
- Ensure timely escalation of operational issues and exceptions to the compliance officer or management.
5.
Client Servicing & Coordination
- Resolve client queries relating to trading accounts, Demat accounts, settlements, and securities transactions.
- Coordinate with internal departments and external service providers to resolve issues promptly.
- Maintain proper documentation and follow up on pending client requests.
Required Skills & Qualifications
- 3–5 years of experience in stock broking operations, DP operations, or securities market back-office activities.
- Practical knowledge of NSE/BSE trading operations and settlement processes.
- Understanding of NSDL/CDSL processes and DP-related documentation.
- Knowledge of KYC, UCC mapping, fund and securities reconciliation, and client account maintenance.
- Familiarity with exchange and depository portals, back-office software, and Excel.
- Good communication, coordination, documentation, and problem-solving skills.
- Ability to manage daily deadlines accurately and independently.
Salary & Career Opportunity
- Monthly Salary: ₹18,000–₹30,000, depending on experience and practical knowledge.
- Full time role with opportunities to grow in stock broking operations and depository services.
- Candidates with hands-on experience in both trading operations and DP activities will be preferred.
How to Apply
Interested candidates should share their updated CV on Email:
[email protected] , Contact number :(phone hidden)
Pay: ₹18,000.00 - ₹30,000.00 per month
Benefits:
- Flexible schedule
Work Location: In person
📌 Stock Broking Operation & DP Executive /Manager (Bhandup West)
🏢 Greenbucks securities
📍 Bhandup West