About the Role

We are seeking experienced internal audit professionals to join a global bank. The role involves conducting risk-based internal audits across functions and business lines, including Asset and Wealth Management (AWM), Private Wealth Management (PWM), Global Markets (GM), Capital Markets (equity and derivative products), Finance, Third-Party Risk Management, Treasury, Credit Risk, and Operational Risk. Responsibilities span process consulting, internal audit, and risk consulting across different geographies.

Key Responsibilities

- Conduct risk-based internal audits across diverse global banking functions.
- Perform process walkthroughs and develop Risk Control Matrices (RCMs) for audit execution.
- Assess internal controls, identify process gaps, and recommend improvements or management action plans.
- Prepare documentation for process walkthroughs, RCMs, testing, and audit observations.
- Support or lead audits, including Credit Risk and Trade Management (trade confirmation, trade reconciliation, and end-of-day controls).
- Engage with global stakeholders to discuss audit observations.
- Prepare explicit audit reports with actionable recommendations.
- Develop and implement Standard Operating Procedures (SOPs) to enhance processes.
- Evaluate trading desk operations.
- Apply analytical and stakeholder management skills in client-facing interactions.

Ideal Candidate Profile

- Experience in internal audit or risk consulting within a global bank, investment bank, or Big Four firm.
- Understanding of Global Markets and Capital Markets products, including equities, futures, options, and swaps.




- Knowledge of global banking business lines and the trade lifecycle.
- Knowledge of securities-related regulations, particularly those of the PRA.
- Ability to perform and interpret process gap analyses.
- Robust written and verbal communication and presentation skills.
- Understanding of control rationalization, optimization, effectiveness, and efficiency.
- Hands-on experience with data analytics, Tableau, and data visualization tools.
- Ability to manage multiple engagements across different functions.
- Willingness to travel.

Qualifications

- Qualified Chartered Accountants (CAs) with articleship experience at a Big Four firm, or MBAs from reputable business schools.
- 3–10 years of experience in risk consulting, internal audit, or relevant industry roles within Global Markets, Capital Markets, Operations, or Compliance. Candidates should have a solid grasp of internal audit principles, business processes, and sector-specific knowledge.
- Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA) certification is an advantage.

Selection Process

- The selection process includes 2–3 interview rounds. The first two rounds will be virtual; the final round may be in person or virtual. Interviews will assess role fit and communication skills.

Compensation

- Compensation is competitive and aligned with industry standards. Specific details will be shared with shortlisted candidates.

Additional Information

- Number of positions: 10 (5 Consultant, 3 Assistant Manager, 2 Manager)
- Location: Mumbai

📌 Internal Audit / Risk Consulting Professional — Mumbai, India (Maharashtra)
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📍 Maharashtra