Key Responsibilities:
1. Transaction Support (Issue Management & Advisory)
• Support due diligence and compliance checks for IPOs, FPOs, rights issues, QIPs, preferential allotments, and debt issuances under SEBI ICDR, LODR, and NCS regulations.
• Support in preparation of documents (DRHP/RHP/Prospectus/Letter of Offer) and ensure disclosure compliance and prepare and review due diligence certificates and compliance checklists.
• Support open offers, buybacks, delistings, and takeovers under SEBI SAST, Buyback, and Delisting Regulations.
• Coordinate with legal counsel, auditors, registrars, stock exchanges, and depositories during transactions.

2. Corporate Secretarial & Board Governance
• Convene and manage Board, committee, and general meetings, including notices, agenda, minutes, and follow-up of action points.
• Maintain statutory registers, records, and minute books as required under the Companies Act, 2013.
• File all ROC and MCA forms and returns (annual returns, financial statements, director KYC, event-based filings) within timelines.
• Advise Clients their duties,



powers, and responsibilities, including secretarial standards (SS-1, SS-2).
• Handle appointment, resignation, and disclosure requirements for directors and KMPs.

3. Listed Entity / Group Compliance (if applicable)
• Ensure compliance with SEBI LODR, including disclosures, intimation to exchanges, and corporate governance requirements.
• Oversee related party transaction approvals and compliance with the Code of Conduct.

4. Other Legal & Regulatory Matters
• Monitor compliance with FEMA/RBI regulations, the Income Tax Act (as relevant to governance), and applicable labour and shops and establishments laws.
• Review contracts and mandates (engagement letters, NDAs, agreements) from a compliance perspective.
• Track regulatory changes, circulars, and amendments, and brief management on their impact.
• Coordinate with secretarial auditors, statutory auditors, and internal auditors.

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📌 Semi Qualified CS/ Trainee (Chennai)
🏢 Aksan Capital Advisory Private
📍 Chennai