Job Summary

Support the Operations teams in the Country to operate in full compliance with all Country and Group policies as well as local regulatory requirements, through

• Ensuring compliance, implement and exercise of local banking regulatory reporting relating to unit, and build solid relationship with SME and Return owners
• To undertake periodic self-assessment on key controls to assess the proper functioning and adequacy of existing controls.
• Assist in coordinating, facilitating and promoting understanding of operational risk and in implementation and management of OR within the assigned unit.

Key Responsibilities

Strategy

• Client Focus
• Improving the way, we operate
• Improving our challenge and performance culture
• Driving Innovation
• Reigniting and empowering our workforce

Business

• To adhere to the regulators timelines and provide accurate reporting to regulators.
• To support record keeping/ archive on all unit related activities/ work
• Ensure all complaint & queries on Regulatory Returns are handled effectively and timely.




• Maintain all regulatory circulars/ clarifications received from L & C and Finance where reporting is required by the unit.
• To provide cost reduction suggestions which will not compromise on quality of delivery.
• To manage Systems and EUCs/ ECNs relating to the unit (documentation, approvals, agreements, reviews etc to be kept up to date. (Including Regulator’s systems)
• Ensure compliance with the Regulatory Reporting Risk Policy/ Standards and other key Group policies.
• All Regulatory breaches to be reported in the “Regulatory Reporting Error log” to UORM/ Compliance.
• Ensure no failed audits on Regulatory Reporting.
• To update DOIs periodically (at least on an annual basis).
• Ensure no financial penalties/ warnings due to errors / delays on Regulatory Returns.

Processes

• Ongoing review of material internal and external events against current control performance.
• As the first line of defence, to comply w

📌 AVP, Non-Financial Regulatory Reporting (Bengaluru)
🏢 Standard Chartered India
📍 Bengaluru