- Monitor the full trade matching, confirmation and settlement lifecycle for securities, including bonds and equities, and derivatives.
- Process and monitor derivative transactions, including credit default swaps (CDS), interest rate swaps (IRS), cross-currency swaps, equity swaps, total return swaps and futures.
- Coordinate with counterparties, custodian banks, prime brokers and executing brokers to ensure timely and accurate settlement.
- Investigate and resolve unmatched, mismatched, missing and failed trades across securities and derivatives.
- Escalate material, aged or time-sensitive settlement issues to the client with explicit status updates and proposed resolutions.
- Review trade details, allocations, confirmations, settlement instructions, resets, rolls and maturity events for accuracy and completeness.
- Monitor position and cash breaks, perform root-cause analysis and track exceptions through resolution.
- Monitor sensitive transactions, cross trades, clearing-broker transfers and settlement-funding requirements.