Key Responsibilities

- Process and monitor equity, debt, mutual fund, and other capital market transactions.
- Ensure timely settlement of trades and resolution of settlement-related exceptions.
- Handle daily reconciliations of trades, holdings, cash, and depository accounts.
- Process corporate actions such as dividends, bonus issues, rights issues, stock splits, mergers, and buybacks.
- Coordinate with exchanges, depositories, custodians, counterparties, and internal stakeholders for seamless transaction processing.
- Monitor operational risk and ensure compliance with SEBI, Exchange, RBI, and internal policies.
- Investigate and resolve operational breaks, client queries, and transaction discrepancies within defined timelines.
- Prepare and review MIS, regulatory reports, audit requirements, and management dashboards.
- Identify opportunities for process improvements, automation, and efficiency enhancement.




- Support internal and external audits and ensure closure of observations within agreed timelines.

Eligibility

- Graduate/Post Graduate in Commerce, Finance, Banking, or related discipline.
- 3-6 years of experience in Capital Market Operations, Securities Operations, Custody Operations, or Investment Operations.
- Knowledge of NSE/BSE Operations, Depository Systems (NSDL/CDSL), Corporate Actions, and Settlements.
- Solid understanding of regulatory and compliance requirements.

Key Skills

- Capital Market Operations
- Trade Life Cycle Management
- Corporate Actions Processing
- Settlements & Reconciliations
- Depository Operations (NSDL/CDSL)
- Risk & Control Management
- Stakeholder Management
- MS Excel and MIS Reporting
- Analytical & Problem-Solving Skills
- Communication and Team Collaboration

📌 Operations Team Member_Capital Market Operation (Mumbai)
🏢 Kotak
📍 Mumbai