Job Title: Financial Regulatory reporting

Experience: 2 to 5 Years

Location: Mumbai (Powai)

Roles & Responsibilities

- Support Asia compliance policies, compliance communications, and regulatory alerts, including tracking, periodic reviews, and rollouts.

- Coordinate with regional stakeholders to ensure timely policy updates and implementation.

- Monitor regulatory websites and sanctions databases, including FINRA, SEC, and other relevant regulatory authorities.

- Maintain records of regulatory inspections, examinations, reported breaches, and remedial actions.

- Track audit action items and follow up with stakeholders for timely closure.

- Coordinate infrastructure and new technology initiatives, including project assessments, due diligence, and compliance approvals.

- Support regulatory risk monitoring and strengthen compliance controls across global teams.

Requisites





- Graduate in any relevant discipline.

- Basic understanding of Investment Banking, financial services, and regulatory compliance.

- Knowledge of compliance policies, regulatory requirements, and risk management frameworks.

- Robust MS Excel, Word, and Power Point skills.

- Excellent written communication, analytical, and summarization skills.

- Strong project coordination, time management, and stakeholder management skills.

- High attention to detail, ethical standards, and the ability to identify and escalate compliance issues.

- Knowledge of EMEA regulatory requirements and financial services compliance is preferred.

- Familiarity with Power BI/Tableau, Excel macros, Python, and AI/ML tools is an advantage.

📌 Financial Regulatory reporting (India)
🏢 MASTER MIND CONSULTANCY
📍 India