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Discipline
Clients & Industries
Role Type
Private Equity Compliance & Regulatory Management support
Business unit specific description – Clients & Industries – GDS UKI
As part of the Region and Service Line Operations COE Support team, the Senior Associate supports business leaders through reporting, data analysis, project coordination, and operational management. The role involves monitoring and managing independence compliance requirements for major UK-headquartered Private Equity entities, ensuring all proposed engagements and business relationships across EY service lines comply with SEC, EU, UK, and EY independence regulations. Success in this role requires solid analytical skills, attention to detail,
effective stakeholder communication, and a commitment to delivering accurate and timely insights that help protect the firm and support informed decision-making.
Your key responsibilities:
• Support Quarterly Independence Summary Memo (ISM) Procedures - Initial review of Quarterly ISM and backing docs, ensuring procedures are completed for PE accounts each quarter
• Set up a structure for each account to ensure that the account team is appropriately supported in covering regulatory requirements
• Reconcile systems to ensure account structures are reflected appropriately and accurately.
• Monitor press and industry announcements for acquisitions and disposals across focus accounts
• Support Public and Private Company Independence Procedures for acquisitions
• Answering general Independence queries related to PE Accounts
• High level of stakeholder engagement
• A solid understanding of our account an
📌 UKI Private Equity CRM- Senior Associate (India)
🏢 EY
📍 India