Industry/Sector

Not ApplicableSpecialism

Conduct and ComplianceManagement Level

Senior Associate & Summary The Opportunity

Join our Acceleration Center India and help shape the future of business for our diverse client portfolio across geographies and jurisdictions. You’ll work at the heart of global teams across Advisory, Assurance, Tax and Business Services—solving real client challenges through connected collaboration. We’ll help you grow your skills so you can go further.

With hands-on learning, cutting-edge tools and an inclusive culture, this is your prospect to do inspiring work that makes a difference—every day.

As a Regulatory Risk Compliance Senior Associate you will support client efforts to confirm adherence to regulatory requirements and reduce risk through practical compliance guidance and control-focused solutions. As a Senior Associate you will analyze complex problems, manage assigned workstreams, build client relationships, and guide junior team members while developing your personal brand and technical skills within our Risk and Compliance practice. In this role at PwC, you will use critical thinking, interpret data to inform recommendations, and respond to changing regulatory demands while helping clients navigate complex compliance landscapes and strengthen internal controls.

Responsibilities

- Analyzing client regulatory risk and compliance requirements across financial crimes monitoring, sanctions, and anti-money laundering activities
- Reviewing transaction monitoring alerts, know your customer cases, and compliance documentation to identify exceptions and escalation needs




- Interpreting data trends and control findings to support recommendations for compliance program improvements and issue remediation
- Developing workstream deliverables that align with regulatory requirements, firm methodologies, and client reporting timelines
- Coordinating assigned tasks across multiple compliance reviews while adapting to changing priorities and complex case details
- Applying knowledge of governance, risk, and compliance frameworks to support regulatory adherence and control design
- Monitoring compliance activities for gaps in procedures, documentation, and reporting across managed service engagements
- Guiding junior team members through case review tasks, documentation standards, and issue tracking practices
- Building client relationships by responding to questions, clarifying requirements, and anticipating follow-up needs
- Using technical tools and analytical methods to assess risk patterns, summarize findings, and support informed decisions

Key Responsibilities

- Conduct investigations related to Anti-Money Laundering (AML), Know Your Customer (KYC), sanctions compliance, fraud, and other financial crime risks.
- Perform customer due diligence (CDD), enhanced due diligence (EDD), and periodic reviews on high-risk customers and entities.




- Analyze transactional activity, customer behavior, and risk indicators to identify suspicious patterns and potential financial crime threats.
- Research and gather information from internal and external sources to support investigations and risk assessments.
- Utilize tools such as World-Check, database querying platforms, and other research applications to conduct screening and due diligence activities.
- Prepare clear, concise, and comprehensive investigative reports documenting findings, risk assessments, and recommended actions.
- Assess compliance risks and escalate suspicious activities in accordance with regulatory requirements and internal policies.
- Collaborate with compliance, legal, risk, and operational teams to support financial crime prevention initiatives.
- Apply a risk-based approach to evaluate customer profiles, transactions, and emerging threats.
- Support ongoing monitoring activities and contribute to continuous process improvements within the financial crime compliance framework.

What You Must Have

- At least a Bachelor's degree
- At least 4 years of experience
- Oral and written proficiency in English required

What Sets You Apart

- Building client relationships in risk and compliance settings
- Applying AML and sanctions monitoring experience
- Interpreting compliance data for insights and recommendations
- Using critical thinking across complex regulatory matters
- Responding to diverse perspectives with active listening
- Mentoring junior team members through changing workstreams

Travel Requirements

0%Job Posting End Date

📌 R&R - TM - Senior Associate (Bengaluru)
🏢 PwC
📍 Bengaluru