Company Description Shah Kapadia & Associates (SKA) is a pioneer in the securities market, specializing in SEBI compliance assistance, audit and assurance, process review, and risk management. The firm has successfully served more than 100 SEBI intermediaries with the support of over 300 employees across India. SKA is recognized among the top three chartered accountancy firms in the capital market, reflecting its solid expertise and industry reputation. The organization emphasizes professional integrity, client-centric solutions, and continuous improvement in regulatory and audit practices. Applicants can expect a dynamic work environment with exposure to diverse clients and complex regulatory frameworks.

Role Description
· Perform audit and compliance assurance services for various depository participants in the capital markets sector
· Conduct audit and verification of DP operations including Physical KYC, CKYC, KRA, DIS, account modification, account closure/transfer, transmission, requisition slip,



freeze/unfreeze, pledge/unpledged, BSDA, MNRL, and related operational activities.
· Review operational records, and supporting documents to identify discrepancies, ensure compliance with regulatory requirements, and report audit observations with proper documentation.
· Monitor and evaluate audit processes regularly to ensure compliance with regulatory standards and implement circulars issued by NSDL, CDSL, Exchanges, and SEBI.

Location: Sion, GTB Nagar, Andheri, Church gate, Marol, Borivali

Qualifications
• Strong audit and assurance skills, including experience with internal audits, compliance audits, and working paper documentation.
• Knowledge of securities market regulations, particularly SEBI and depository participant guidelines, with the ability to interpret and apply regulatory requirements.

📌 Audit Assurance (Mumbai)
🏢 Shah Kapadia And Associates
📍 Mumbai