About your role
The role supports monitoring trading activity in stocks listed on the Tokyo Stock Exchange and other relevant market conduct surveillance activities. You will be responsible for monitoring trading in accordance with market regulations and guidelines to detect suspicious transactions that might constitute market abuse. In addition, there will be opportunities to perform other activities undertaken by the firm’s Investment Compliance function.

Key Responsibilities
• Using proprietary and market-leading tools to perform recurring exception monitoring of FIL’s trading and other investment activities and investigates exceptions and incidents which include, but not limited to, best execution, fair allocation, market conduct, and conflicts of interest;
• Respond to requests and inquiries from regulators, exchanges and industry bodies, including the SESC, KLFB, JSDA, JPX, and IMAJ..
• Assisting with thematic reviews, desktop reviews and projects;
• Coordinate and collaborate with internal teams in relation to periodic regulatory supervisory inspections.




• Supporting the monitoring and analysis of regulatory trends and changes to the various rules and regulations impacting FIL’s investment functions and working closely with and advising internal stakeholders on the impact of such trends and changes.
• Supporting the development, review and implementation of changes to policies and procedures related to FIL’s investment functions.
• Develop effective working relationships with other functional areas to support the timely receipt of information required to complete monitoring and review activities.
• Provide a high-quality and timely service to internal stakeholders.

Experience and Qualifications Required
• Robust analytical capabilities and excellent communication and interpersonal skills.
• Native Japanese speaker or highly fluent in Japanese, demonstrated by successful completion of JLPT N1. Fluency in English is also required.
• 7+ years of experience in

📌 Manager - Investment Compliance Monitoring (Gurugram)
🏢 Fidelity International
📍 Gurugram