Senior Consultant - Regulatory Compliance - Financial Services - Mumbai/ Kochi
The objective of our advisory risk services is to provide clients with a candid and reliable overview of their risk landscape. Our solutions can be used by our clients to build confidence and trust with their customers, the overall market and when required by regulation or contract. You will be responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), internal audits, process reviews, standard operating procedures, enterprise risk management, revenue assurance.
Your key responsibilities
• Experience working with a Bank / Financial Institution’s Regulatory Compliance department with knowledge of interpreting regulations/circulars/laws as received from regulatory bodies
• Preparing MIS for senior management and providing advisory support to business units
• Preparing regulatory compliance checklists, tracking/logging regulatory interactions
• Awareness of Regulatory Compliance requirements
• Proactively engage with multiple stakeholders to ensure adherence with defined timelines
• Support the engagement team by developing status update presentations and decks for the client on a periodic basis.
• Determine that the work delivered is of high quality.
• Anticipate and identify engagement related risks and escalate issues as appropriate
• Actively establish client (process owner/functional heads) and internal relationship
• Demonstrate an application & solution-based approach to problem solving technique.
Skills and attributes for success
• Determine that the work delivered is of high quality.
• Anticipate and identify engagement related risks and escalate issues as appropriate.
• Actively establish client (process owner/functional heads) and internal relationships.
• Assist and share knowledge with team members, Seniors and Managers in developing recent methodologies and internal initiatives and participate in performing procedures
📌 Senior Consultant (Mumbai)
🏢 EY
📍 Mumbai