Electronic Communications Surveillance Analyst

Responsibilities

- General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
- Monitor daily surveillance reports using exception reports and other tools.
- Review surveillance alerts, conduct analysis and escalate findings as needed.
- Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
- Assist with regulatory examinations, inquiries, investigations, and projects, as necessary.
- Draft and amend compliance related policies and procedures.
- Undertake special compliance related projects involving various inter-department stakeholders.

Qualifications

- Bachelor's degree in finance, Economics or a related field is preferred, with a strong academic record.




- 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side is ideal.
- Experience in the securities and trading industry preferred, enthusiasm for trading markets.
- Knowledge of APAC financial markets preferred.
- Previous experience working with third-party surveillance platforms.
- Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
- Robust attention to detail, organization, and effective communication skills, both verbal and written.
- Ability to work effectively and independently with all levels of management and staff.

📌 Electronic Communication Surveillance Analyst (Bengaluru)
🏢 Millennium Consulting
📍 Bengaluru